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JOSEPH A SULLIVAN

CIK 1206673 · Chairman, President & CEO · last filed 2020-08-04

JOSEPH A SULLIVAN is a Chairman, President & CEO who has filed 74 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for LMHB, was dated Aug 4, 2020. Across all open-market trades the lifetime net is −$49.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $45.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$45.11M

Companies

4

Total Filings

74

Lifetime Open-Market Net

-$48.95M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LEGG MASON, INC. (LMHB) Delisted Chairman, President & CEO 0 — — -$48.76M 32 2020-08-04
LEGG MASON, INC. (LMHA) Delisted Chairman, President & CEO 357,050 — — $0 3 2016-07-13
LEGG MASON, INC. (PNK) Delisted Chairman, President & CEO 312,496 — — -$191.5K 35 2016-04-19
SF Director 566,953 $79.56 $45.11M $0 4 2008-10-15

Recent Filings

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-08-04 LEGG MASON, INC. (LMHB) Delisted Disp (D) −709,310 $0 EDGAR
2020-07-21 LEGG MASON, INC. (LMHB) Delisted Grant (A) — $0 EDGAR
2020-06-12 LEGG MASON, INC. (LMHB) Delisted Mixed +109,686 -$5.10M EDGAR
2020-06-11 LEGG MASON, INC. (LMHB) Delisted Mixed +3,969 -$184.2K EDGAR
2020-06-10 LEGG MASON, INC. (LMHB) Delisted Mixed +53,280 -$2.47M EDGAR
2020-05-04 LEGG MASON, INC. (LMHB) Delisted Tax (F) −14,892 -$741.2K EDGAR
2020-04-28 LEGG MASON, INC. (LMHB) Delisted Grant (A) — $0 EDGAR
2020-04-15 LEGG MASON, INC. (LMHB) Delisted Mixed +28,885 -$1.31M EDGAR
2020-04-01 LEGG MASON, INC. (LMHB) Delisted Mixed +11,976 -$288.2K EDGAR
2020-01-29 LEGG MASON, INC. (LMHB) Delisted Grant (A) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.