JOSEPH A SULLIVAN
CIK 1206673 · Chairman, President & CEO · last filed 2020-08-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$45.11M
Companies
4
Total Filings
74
Lifetime Open-Market Net
-$48.95M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LEGG MASON, INC. (LMHB) Delisted | Chairman, President & CEO | 0 | — | — | -$48.76M | 32 | 2020-08-04 |
| LEGG MASON, INC. (LMHA) Delisted | Chairman, President & CEO | 357,050 | — | — | $0 | 3 | 2016-07-13 |
| LEGG MASON, INC. (PNK) Delisted | Chairman, President & CEO | 312,496 | — | — | -$191.5K | 35 | 2016-04-19 |
| SF | Director | 566,953 | $79.56 | $45.11M | $0 | 4 | 2008-10-15 |
Recent Filings · Page 7 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-02-09 | LEGG MASON, INC. (PNK) Delisted | Gift (G) | −3,335 | $0 | EDGAR |
| 2011-01-04 | LEGG MASON, INC. (PNK) Delisted | Gift (G) | −2,735 | $0 | EDGAR |
| 2010-06-11 | LEGG MASON, INC. (PNK) Delisted | Gift (G) | −2,800 | $0 | EDGAR |
| 2010-05-19 | LEGG MASON, INC. (PNK) Delisted | Gift (G) | −1,400 | $0 | EDGAR |
| 2010-05-19 | LEGG MASON, INC. (PNK) Delisted | Mixed | +14,338 | $0 | EDGAR |
| 2010-02-08 | LEGG MASON, INC. (PNK) Delisted | Mixed | +25,673 | $649.8K | EDGAR |
| 2009-07-29 | LEGG MASON, INC. (PNK) Delisted | Grant (A) | +9,500 | $0 | EDGAR |
| 2009-06-04 | LEGG MASON, INC. (PNK) Delisted | Disc (I) | +1,405 | $17.3K | EDGAR |
| 2009-05-20 | LEGG MASON, INC. (PNK) Delisted | Grant (A) | +49,176 | $0 | EDGAR |
| 2008-10-29 | LEGG MASON, INC. (PNK) Delisted | Grant (A) | +50,641 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.