THOMAS W WEISEL
CIK 1207218 · Chairman and CEO · last filed 2026-02-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.13M
Companies
4
Total Filings
74
Lifetime Open-Market Net
-$31.63M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SF | Director | 21,846 | $84.64 | $1.85M | -$20.28M | 41 | 2026-02-20 |
| STIFEL FINANCIAL CORP (SFN) Delisted | Director | 39,792 | — | — | -$10.78M | 15 | 2016-03-02 |
| SFB | Director | 370,300 | $19.65 | $7.28M | -$1.26M | 4 | 2012-12-19 |
| Thomas Weisel Partners Group, Inc. (TWPG) Delisted | Chairman and CEO | 0 | — | — | $688.5K | 13 | 2010-07-02 |
Recent Filings · Page 5 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-02-29 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-01-26 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +13,566 | -$302.6K | EDGAR |
| 2015-03-25 | STIFEL FINANCIAL CORP (SFN) Delisted | Sell (S) | −3,031 | -$172.5K | EDGAR |
| 2015-03-17 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-01-23 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +3,887 | -$119.0K | EDGAR |
| 2014-03-05 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-01-27 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +3,030 | -$100.5K | EDGAR |
| 2013-11-25 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | −140,196 | -$4.59M | EDGAR |
| 2013-08-15 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | −269,333 | -$6.02M | EDGAR |
| 2013-07-09 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +24,459 | -$955.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.