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PAUL T HEMPEL

CIK 1208157 · Chief Ethics & Compliance Offi · last filed 2014-03-03

PAUL T HEMPEL is a Chief Ethics & Compliance Offi who has filed 13 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ALR, was dated Mar 3, 2014. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $49.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$49.6K

Companies

2

Total Filings

13

Lifetime Open-Market Net

-$1.78M

Filer Profile

Reported Address
C/O INVERNESS MEDICAL INNOVATIONS INC
51 SAWYERS RD
WALTHAM, MA 02453
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ALERE INC. (ALR) Delisted Chief Ethics & Compliance Offi 2,352 $1.32 $3.1K -$1.08M 7 2014-03-03
IMA Sr VP, LD & Legal Affairs 9,754 $5.08 $49.6K -$693.4K 6 2010-05-19

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-03 ALERE INC. (ALR) Delisted Grant (A) — $0 EDGAR
2013-11-14 ALERE INC. (ALR) Delisted Mixed — -$54.7K EDGAR
2013-02-11 ALERE INC. (ALR) Delisted Grant (A) — $0 EDGAR
2012-06-15 ALERE INC. (ALR) Delisted Mixed +800 -$10.5K EDGAR
2011-11-02 ALERE INC. (ALR) Delisted Exer (M) — $0 EDGAR
2011-03-17 ALERE INC. (ALR) Delisted Mixed +6,647 -$306.0K EDGAR
2010-11-16 ALERE INC. (ALR) Delisted Mixed +980 -$644 EDGAR
2010-05-19 IMA Mixed +1,555 -$23.6K EDGAR
2009-09-10 IMA Exer (M) +600 $822 EDGAR
2009-07-02 IMA Exer (M) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.