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THAD M BROWN

CIK 1209605 · CFO & Secretary · last filed 2015-08-10

THAD M BROWN is a CFO & Secretary who has filed 7 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $11.9K of ANH on Aug 10, 2015. Across all open-market trades the lifetime net is −$55.2K, making them a net seller over the disclosed history. 13 SEC filings were submitted jointly with ANWORTH MORTGAGE ASSET CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

7

Lifetime Open-Market Net

-$55.2K

Filer Profile

Reported Address
1299 OCEAN AVE.
SUITE 250
SANTA MONICA, CA 90401
Related Filers
ANWORTH MORTGAGE ASSET CORP — 13 joint filings, latest 2016-02-05
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ANWORTH MORTGAGE ASSET CORP (ANH) Delisted CFO & Secretary 28,107 $2.98 $83.8K -$55.2K 7 2015-08-10

Recent Filings

7 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-08-10 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Sell (S) −2,331 -$11.9K EDGAR
2013-05-16 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Sell (S) — $0 EDGAR
2013-02-14 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Sell (S) −5,439 -$33.9K EDGAR
2012-11-29 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Buy (P) — $0 EDGAR
2009-11-17 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Sell (S) −1,375 -$33.1K EDGAR
2008-11-24 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Buy (P) +1,200 $20.4K EDGAR
2007-08-08 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Buy (P) +175 $3.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.