DAVID R STERN
CIK 1209846 · Senior Vice President · last filed 2015-02-02
DAVID R STERN is a Senior Vice President who has filed 37 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for SWY, was dated Feb 2, 2015. Across all open-market trades the lifetime net is −$4.7M, making them a net seller over the disclosed history. 56 SEC filings were submitted jointly with SAFEWAY INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
1
37
-$4.73M
Filer Profile
5918 STONERIDGE MALL ROAD
PLEASANTON, CA 94588
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SAFEWAY INC (SWY) Delisted | Senior Vice President | 0 | — | — | -$4.73M | 37 | 2015-02-02 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-02-02 | SAFEWAY INC (SWY) Delisted | Mixed | −18,117 | $0 | EDGAR |
| 2014-03-11 | SAFEWAY INC (SWY) Delisted | Tax (F) | −1,073 | -$41.7K | EDGAR |
| 2014-03-07 | SAFEWAY INC (SWY) Delisted | Tax (F) | −1,143 | -$45.1K | EDGAR |
| 2014-03-05 | SAFEWAY INC (SWY) Delisted | Grant (A) | — | $0 | EDGAR |
| 2013-10-18 | SAFEWAY INC (SWY) Delisted | Mixed | — | -$73.3K | EDGAR |
| 2013-09-25 | SAFEWAY INC (SWY) Delisted | Mixed | — | -$103.0K | EDGAR |
| 2013-07-23 | SAFEWAY INC (SWY) Delisted | Mixed | −22,000 | -$494.6K | EDGAR |
| 2013-03-21 | SAFEWAY INC (SWY) Delisted | Mixed | +1,902 | $47.3K | EDGAR |
| 2013-03-12 | SAFEWAY INC (SWY) Delisted | Mixed | −1,049 | -$24.8K | EDGAR |
| 2013-03-07 | SAFEWAY INC (SWY) Delisted | Tax (F) | −1,312 | -$31.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.