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FP Annual Fund Investors, LLC

CIK 1212626 · last filed 2015-05-18

FP Annual Fund Investors, LLC is a corporate insider who has filed 4 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider sold $100.7K of CUDA on May 18, 2015. Across all open-market trades the lifetime net is −$35.2M, making them a net seller over the disclosed history. The firm reports its address in San Francisco, CA. 15 SEC filings were submitted jointly with Francisco Partners Management, LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

4

Lifetime Open-Market Net

-$35.16M

Filer Profile

Reported Address
ONE LETTERMAN DRIVE
SUITE 410
SAN FRANCISCO, CA 94129
Phone
(415) 418-2900
State of Incorporation
DE
Formerly Known As
FP ANNUAL FUND INVESTORS LLC (2002–2002)
Related Filers
Francisco Partners Management, LP — 15 joint filings, latest 2015-05-18
Francisco Partners Fund A, L.P. — 14 joint filings, latest 2015-05-12
Francisco Partners GP, LLC — 14 joint filings, latest 2015-05-12
Francisco Partners, LP — 14 joint filings, latest 2015-05-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BARRACUDA NETWORKS INC (CUDA) Delisted 10%+ Owner 3,902 — — -$5.41M 3 2015-05-18
SMART Modular Technologies (WWH), Inc. (SMOD) Delisted 10%+ Owner 6,899,058 — — -$29.75M 1 2009-09-16

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-05-18 BARRACUDA NETWORKS INC (CUDA) Delisted Sell (S) −2,562 -$100.7K EDGAR
2014-10-23 BARRACUDA NETWORKS INC (CUDA) Delisted Sell (S) −177,675 -$5.31M EDGAR
2013-11-12 BARRACUDA NETWORKS INC (CUDA) Delisted Conv (C) +31,407,045 $0 EDGAR
2009-09-16 SMART Modular Technologies (WWH), Inc. (SMOD) Delisted Sell (S) −7,000,000 -$29.75M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.