ALFRED E OSBORNE JR

CIK 1213324 · last filed 2023-06-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.53M

Companies

7

Total Filings

50

Lifetime Open-Market Net

-$742.5K

Filer Profile

Reported Address
C/O UCLA ANDERSON SCHOOL OF MANAGEMENT
110 WESTWOOD PLAZA, F405
LOS ANGELES, CA 90095
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KALU Director 26,911 $164.19 $4.42M -$1.00M 27 2023-06-09
SOR Director 2,410 $46.47 $112.0K $92.2K 2 2021-07-02
Nuverra Environmental Solutions, Inc. (NES) Delisted Director 0 $2.15 $0 $117.1K 8 2017-08-09
Nuverra Environmental Solutions, Inc. (HEK) Delisted Director 56,500 $53.1K 3 2013-03-20
Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Director 110,616 $0 4 2011-10-21
EMAK Worldwide, Inc. (EMAK) Delisted Director $0 3 2007-12-10
K2 INC (KTO) Delisted Director 50,500 $0 1 2007-03-22

Recent Filings · Page 4 of 5

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-12-21 Grant (A) $0
2011-10-21 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Grant (A) +14,000 $0 EDGAR
2011-06-09 KALU Grant (A) +2,700 $60.0K EDGAR
2011-02-10 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted $0 EDGAR
2010-12-20 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Grant (A) +20,000 $0 EDGAR
2010-06-09 KALU Grant (A) +3,249 $55.0K EDGAR
2009-06-04 KALU Grant (A) +3,335 $55.0K EDGAR
2009-03-06 KALU $0 EDGAR
2008-09-08 KALU Buy (P) +1,000 $48.4K EDGAR
2008-08-26 KALU Buy (P) +500 $26.2K EDGAR
Showing 3140 of 50
Page 4 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.