ALFRED E JR OSBORNE

CIK 1213324 · last filed 2023-06-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.97M

Companies

7

Total Filings

50

Lifetime Open-Market Net

-$742.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KALU Director 26,911 $180.60 $4.86M -$1.00M 27 2023-06-09
SOR Director 2,410 $44.65 $107.6K $92.2K 2 2021-07-02
Nuverra Environmental Solutions, Inc. (NES) Delisted Director 0 $2.15 $0 $117.1K 8 2017-08-09
Nuverra Environmental Solutions, Inc. (HEK) Delisted Director 56,500 $53.1K 3 2013-03-20
Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Director 110,616 $0 4 2011-10-21
EMAK Worldwide, Inc. (EMAK) Delisted Director $0 3 2007-12-10
K2 INC (KTO) Delisted Director 50,500 $0 1 2007-03-22

Recent Filings · Page 4 of 5

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-12-21 Grant (A) $0
2011-10-21 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Grant (A) +14,000 $0 EDGAR
2011-06-09 KALU Grant (A) +2,700 $60.0K EDGAR
2011-02-10 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted $0 EDGAR
2010-12-20 Nuverra Environmental Solutions, Inc. (HEK.WS) Delisted Grant (A) +20,000 $0 EDGAR
2010-06-09 KALU Grant (A) +3,249 $55.0K EDGAR
2009-06-04 KALU Grant (A) +3,335 $55.0K EDGAR
2009-03-06 KALU $0 EDGAR
2008-09-08 KALU Buy (P) +1,000 $48.4K EDGAR
2008-08-26 KALU Buy (P) +500 $26.2K EDGAR
Showing 3140 of 50
Page 4 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.