Home

ANN MAYNARD GRAY

CIK 1216405 · last filed 2017-04-06

ANN MAYNARD GRAY is a corporate insider who has filed 70 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for DUKH, was dated Apr 6, 2017. Across all open-market trades the lifetime net is +$34.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.79M

Companies

4

Total Filings

70

Lifetime Open-Market Net

$34.5K

Filer Profile

Related Filers
WILLIAM J ARMSTRONG — 1 joint filings, latest 2004-04-20
MATTHEW GOLDSTEIN — 1 joint filings, latest 2004-04-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DUKH Director — $23.56 — $0 13 2017-04-06
PFX Director 0 $45.32 $0 $0 1 2016-06-22
PHOENIX COMPANIES INC/DE (PNX) Delisted Director 5,500 — — $100.1K 32 2014-12-18
DUK Director 23,350 $119.42 $2.79M -$65.6K 24 2012-12-11

Recent Filings

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-04-06 DUKH Grant (A) — $0 EDGAR
2016-09-02 DUKH Sell (S) — $0 EDGAR
2016-06-22 PFX Disp (D) −2,750 $0 EDGAR
2016-05-06 DUKH Grant (A) — $0 EDGAR
2015-05-11 DUKH Grant (A) — $0 EDGAR
2014-12-23 DUKH Grant (A) — $0 EDGAR
2014-12-18 PHOENIX COMPANIES INC/DE (PNX) Delisted Grant (A) — $0 EDGAR
2014-10-07 DUKH Grant (A) — $0 EDGAR
2014-10-02 PHOENIX COMPANIES INC/DE (PNX) Delisted Grant (A) — $0 EDGAR
2014-07-07 DUKH Grant (A) — $0 EDGAR
Showing 1–10 of 70
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.