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WILLIAM KLEIN

CIK 1219682 · SVP, Corporate Development · last filed 2012-01-12

WILLIAM KLEIN is a SVP, Corporate Development who has filed 12 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $33.6K of SABA on Jan 12, 2012. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$25.9K

Companies

2

Total Filings

12

Lifetime Open-Market Net

-$3.51M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SABA Director 3,150 $8.21 $25.9K -$33.6K 5 2012-01-12
BEA SYSTEMS INC (BEAS) Delisted VP, Corporate Develpment 203,034 — — -$3.48M 6 2008-04-25

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-01-12 SABA Sell (S) −3,700 -$33.6K EDGAR
2012-01-09 SABA Exer (M) +10,000 $0 EDGAR
2012-01-05 SABA Grant (A) — $0 EDGAR
2011-01-06 SABA Grant (A) — $0 EDGAR
2009-09-10 SABA Grant (A) — $0 EDGAR
2008-05-01 — Disp (D) −203,034 $0
2008-04-25 BEA SYSTEMS INC (BEAS) Delisted Mixed +170,867 -$138.1K EDGAR
2008-04-16 BEA SYSTEMS INC (BEAS) Delisted Mixed +3,213 $0 EDGAR
2008-04-11 BEA SYSTEMS INC (BEAS) Delisted Sell (S) −5,000 -$96.0K EDGAR
2008-04-02 BEA SYSTEMS INC (BEAS) Delisted Mixed +9,425 $21.2K EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.