JAMES R III GAVIN

CIK 1220966 · President and CEO · last filed 2020-09-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$909.9K

Companies

3

Total Filings

106

Lifetime Open-Market Net

-$5.33M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BAX Director 43,618 $20.86 $909.9K -$5.10M 68 2020-09-15
Baxalta Inc (BXLT) Delisted Director 30,747 -$226.2K 4 2016-05-12
AMYLIN PHARMACEUTICALS INC (AMLN) Delisted Director 4,580 -$10.0K 29 2012-05-24

Recent Filings · Page 4 of 11

106 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-07-06 BAX Other (J) +1,414 $0 EDGAR
2015-05-07 BAX Grant (A) +1,650 $0 EDGAR
2015-04-29 BAX Mixed -$165.5K EDGAR
2015-01-29 BAX Grant (A) $0 EDGAR
2014-10-27 BAX Grant (A) $0 EDGAR
2014-07-31 BAX Grant (A) $0 EDGAR
2014-01-21 BAX Grant (A) $0 EDGAR
2013-10-18 BAX Grant (A) $0 EDGAR
2013-07-31 BAX Grant (A) $0 EDGAR
2013-07-26 BAX Mixed -$233.9K EDGAR
Showing 3140 of 106
Page 4 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.