THOMAS E JR FAUST

CIK 1225367 · CEO · last filed 2023-08-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.7K

Companies

2

Total Filings

67

Lifetime Open-Market Net

$286.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETX 6,000 $19.12 $114.7K $274.9K 9 2023-08-08
Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted Director 10,800 $8.63 $93.2K $11.5K 2 2018-05-18

Recent Filings · Page 7 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2009-11-04 Grant (A) +93,119 $12.5K
2009-10-23 Mixed +150,432 $1.69M
2008-11-05 Grant (A) +630 $13.9K
2008-10-31 Mixed +2,939 $123.8K
2007-11-29 Mixed +51,095 $665.7K
2007-11-02 Grant (A) $0
2007-10-29 Mixed +19,863 $585.0K
Showing 6167 of 67
Page 7 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.