JOHN A /MA/ MOORE
CIK 1225867 · Trustee of the Fund · last filed 2011-06-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$76.5K
Companies
10
Total Filings
25
Lifetime Open-Market Net
$64.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HEQ | 250 | $11.59 | $2.9K | $5.0K | 1 | 2011-06-29 | |
| JHS | 400 | $10.89 | $4.4K | $6.1K | 2 | 2011-03-23 | |
| HPS | 350 | $14.19 | $5.0K | $5.0K | 1 | 2011-03-23 | |
| JHI | 250 | $13.08 | $3.3K | $3.4K | 2 | 2011-03-23 | |
| HPF | 500 | $15.80 | $7.9K | $10.6K | 3 | 2010-09-14 | |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted | 500 | $4.99 | $2.5K | $15.9K | 3 | 2009-08-07 | |
| PDT | 500 | $12.95 | $6.5K | $716 | 3 | 2009-08-07 | |
| HTD | Trustee, the Fund | 500 | $25.96 | $13.0K | $7.7K | 3 | 2009-08-07 |
| BTO | Trustee of the Fund | 500 | $41.51 | $20.8K | $4.1K | 2 | 2009-08-07 |
| HPI | 800 | $16.07 | $12.9K | $5.7K | 1 | 2009-06-24 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-06-24 | John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted | Sell (S) | −1,000 | -$10.2K | EDGAR |
| 2009-06-24 | HTD | Sell (S) | −2,000 | -$19.1K | EDGAR |
| 2009-06-24 | HPI | Buy (P) | +400 | $5.7K | EDGAR |
| 2009-06-24 | HPF | Sell (S) | −400 | -$5.5K | EDGAR |
| 2009-06-24 | BTO | Sell (S) | −250 | -$2.9K | EDGAR |
| 2009-06-24 | PDT | Sell (S) | −485 | -$3.7K | EDGAR |
| 2008-10-16 | JHS | Buy (P) | +200 | $1.9K | EDGAR |
| 2008-10-16 | JHI | Buy (P) | +100 | $1.3K | EDGAR |
| 2007-11-07 | — | Disp (D) | −100 | -$981 | |
| 2007-11-07 | — | Disp (D) | −100 | -$1.4K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.