RICHARD L YATES

CIK 1227067 · Sr. VP & Controller · last filed 2014-03-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$4.06M

Companies

2

Total Filings

46

Lifetime Open-Market Net

-$4.89M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TXT Sr. VP & Controller 45,398 $89.47 $4.06M -$2.47M 23 2014-03-04
TEXTRON INC (TXTpB) Delisted Sr. VP/Controller/Acting CFO 41,720 -$2.43M 23 2009-03-03

Recent Filings · Page 5 of 5

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-10-02 TEXTRON INC (TXTpB) Delisted Grant (A) $0 EDGAR
2007-09-05 TEXTRON INC (TXTpB) Delisted Grant (A) $0 EDGAR
2007-03-05 TEXTRON INC (TXTpB) Delisted Mixed +2,517 -$37.6K EDGAR
2007-02-20 TEXTRON INC (TXTpB) Delisted Mixed -$160.9K EDGAR
2007-02-15 TEXTRON INC (TXTpB) Delisted Mixed +1,588 -$129.1K EDGAR
2007-01-19 TEXTRON INC (TXTpB) Delisted Mixed -$190.7K EDGAR
Showing 4146 of 46
Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.