J RICHARD FREDERICKS
CIK 1229438 · last filed 2021-10-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
4
Total Filings
60
Lifetime Open-Market Net
$927.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Cadence Bancorporation (CADE) Delisted | Director | 0 | $42.11 | $0 | $890.4K | 18 | 2021-10-29 |
| JANUS CAPITAL GROUP INC (JNS) Delisted | Director | 73,892 | — | — | $37.1K | 38 | 2017-05-22 |
| BPW Acquisition Corp. (BPW.U) Delisted | Director | 84,937 | — | — | $0 | 1 | 2008-03-28 |
| JANUS CAPITAL GROUP INC (SVQ) Delisted | Director | 6,562 | — | — | $0 | 2 | 2007-06-04 |
Recent Filings · Page 3 of 6
60 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-02-21 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +646 | $0 | EDGAR |
| 2016-11-21 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +567 | $0 | EDGAR |
| 2016-08-22 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +536 | $0 | EDGAR |
| 2016-05-23 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +550 | $0 | EDGAR |
| 2016-05-04 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +9,381 | $0 | EDGAR |
| 2016-02-26 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +436 | $0 | EDGAR |
| 2015-11-23 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +348 | $0 | EDGAR |
| 2015-08-25 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +364 | $0 | EDGAR |
| 2015-05-27 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +303 | $0 | EDGAR |
| 2015-05-05 | JANUS CAPITAL GROUP INC (JNS) Delisted | Grant (A) | +8,536 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.