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RICHARD J FAUBERT

CIK 1230508 · last filed 2022-08-12

RICHARD J FAUBERT is a corporate insider who has filed 42 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ACLS, was dated May 22, 2023. Across all open-market trades the lifetime net is −$1.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.87M

Companies

2

Total Filings

42

Lifetime Open-Market Net

-$1.25M

Filer Profile

Reported Address
14242 S CANYON DR
PHOENIX, AZ 85048
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ACLS Director 33,625 $115.08 $3.87M -$1.25M 11 2022-08-12
ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Director 75,522 — — $0 21 2015-05-18

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-22 ACLS Notice (144) −5,000 -$716.1K EDGAR
2022-08-12 ACLS Sell (S) −15,000 -$1.14M EDGAR
2022-05-16 ACLS Grant (A) +2,689 $0 EDGAR
2021-05-17 ACLS Grant (A) +3,497 $0 EDGAR
2020-05-15 ACLS Grant (A) +6,881 $0 EDGAR
2019-05-15 ACLS Grant (A) +6,232 $0 EDGAR
2018-05-17 ACLS Grant (A) +5,637 $0 EDGAR
2017-11-15 ACLS Sell (S) −3,000 -$103.4K EDGAR
2017-05-17 ACLS Grant (A) +3,802 $0 EDGAR
2016-05-17 ACLS Grant (A) +30,545 $0 EDGAR
Showing 1–10 of 42
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.