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RICHARD J FAUBERT

CIK 1230508 · last filed 2022-08-12

RICHARD J FAUBERT is a corporate insider who has filed 42 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ACLS, was dated May 22, 2023. Across all open-market trades the lifetime net is −$1.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.76M

Companies

2

Total Filings

42

Lifetime Open-Market Net

-$1.25M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ACLS Director 33,625 $141.51 $4.76M -$1.25M 11 2022-08-12
ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Director 75,522 — — $0 21 2015-05-18

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-22 ACLS Notice (144) −5,000 -$716.1K EDGAR
2022-08-12 ACLS Sell (S) −15,000 -$1.14M EDGAR
2022-05-16 ACLS Grant (A) +2,689 $0 EDGAR
2021-05-17 ACLS Grant (A) +3,497 $0 EDGAR
2020-05-15 ACLS Grant (A) +6,881 $0 EDGAR
2019-05-15 ACLS Grant (A) +6,232 $0 EDGAR
2018-05-17 ACLS Grant (A) +5,637 $0 EDGAR
2017-11-15 ACLS Sell (S) −3,000 -$103.4K EDGAR
2017-05-17 ACLS Grant (A) +3,802 $0 EDGAR
2016-05-17 ACLS Grant (A) +30,545 $0 EDGAR
Showing 1–10 of 42
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.