DIPAK C JAIN
CIK 1231918 · last filed 2021-03-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$23.48M
Companies
6
Total Filings
99
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DE | Director | 32,635 | $610.02 | $19.91M | $0 | 40 | 2021-03-04 |
| NORTHERN TRUST CORP (NTRSP) Delisted | Director | 20,052 | — | — | $0 | 2 | 2017-04-03 |
| NTRS | Director | 20,052 | $177.95 | $3.57M | $0 | 41 | 2016-10-04 |
| NORTHERN TRUST CORP (NTRS.P) Delisted | Director | 20,052 | — | — | $0 | 8 | 2016-04-20 |
| HARTMARX CORP/DE (HMX) Delisted | Director | — | — | — | $0 | 2 | 2008-04-18 |
| PEOPLES ENERGY CORP (PGL) Delisted | Director | 300 | — | — | $0 | 5 | 2007-02-20 |
Recent Filings · Page 9 of 10
99 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-04-17 | NTRS | Grant (A) | +1,175 | $0 | EDGAR |
| 2008-04-02 | NTRS | Grant (A) | — | $0 | EDGAR |
| 2008-03-06 | DE | Grant (A) | +1,137 | $100.0K | EDGAR |
| 2008-01-03 | NTRS | Grant (A) | — | $0 | EDGAR |
| 2007-10-09 | DE | Grant (A) | +69 | $10.2K | EDGAR |
| 2007-10-02 | NTRS | Grant (A) | — | $0 | EDGAR |
| 2007-07-02 | NTRS | Grant (A) | — | $0 | EDGAR |
| 2007-05-02 | NTRS | Grant (A) | +1,244 | $0 | EDGAR |
| 2007-04-19 | NTRS | Grant (A) | +1,244 | $0 | EDGAR |
| 2007-04-12 | HARTMARX CORP/DE (HMX) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.