STEPHAN A JAMES

CIK 1232907 · last filed 2019-10-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.43M

Companies

5

Total Filings

71

Lifetime Open-Market Net

-$7.41M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NCI Director 96,869 $10.83 $1.05M -$135.3K 22 2019-09-17
FIS Director 35,333 $39.20 $1.39M -$7.42M 28 2019-05-23
BMC SOFTWARE INC (BMC) Delisted Director 24,912 $100.0K 5 2012-07-27
Fidelity National Information Services, Inc. (FIS.WD) Delisted Director 18,037 $0 1 2010-08-10
Metavante Technologies, Inc. (MV) Delisted Director 0 $50.2K 12 2009-10-02

Recent Filings · Page 4 of 8

71 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-05-05 NCI Mixed -$4.5K EDGAR
2015-03-03 FIS Grant (A) $0 EDGAR
2014-12-10 FIS Grant (A) +343 $0 EDGAR
2014-11-06 FIS Grant (A) +1,631 $0 EDGAR
2014-08-28 NCI Mixed -$6.9K EDGAR
2013-11-04 FIS Grant (A) +1,949 $0 EDGAR
2013-09-12 Disp (D) −24,912 -$1.15M
2013-05-22 NCI Grant (A) +9,655 $0 EDGAR
2012-11-13 FIS Grant (A) +4,151 $0 EDGAR
2012-07-27 BMC SOFTWARE INC (BMC) Delisted Grant (A) +7,383 $0 EDGAR
Showing 3140 of 71
Page 4 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.