FRANKLYN G PRENDERGAST

CIK 1233256 · last filed 2023-10-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$78.81M

Companies

5

Total Filings

27

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IMNM Director 60,840 $18.38 $1.12M $0 4 2023-10-04
NeuBase Therapeutics, Inc. (NBSE) Delisted Director $0.38 $0 4 2022-09-12
LTRN Director $3.88 $0 2 2021-11-08
Vyant Bio, Inc. (CGIX) Delisted Director 12,500 $4.61 $57.6K $0 6 2019-08-21
LLY Director 68,574 $1133.00 $77.69M $0 11 2017-11-22

Recent Filings · Page 2 of 3

27 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-07-16 NeuBase Therapeutics, Inc. (NBSE) Delisted Grant (A) $0 EDGAR
2017-11-22 LLY Grant (A) +802 $66.7K EDGAR
2017-10-02 Vyant Bio, Inc. (CGIX) Delisted Grant (A) +2,500 $0 EDGAR
2017-06-08 Vyant Bio, Inc. (CGIX) Delisted Grant (A) +2,500 $0 EDGAR
2016-12-01 LLY Grant (A) +2,088 $160.0K EDGAR
2016-10-13 Vyant Bio, Inc. (CGIX) Delisted Grant (A) +2,500 $0 EDGAR
2015-12-02 LLY Grant (A) +1,785 $145.0K EDGAR
2015-05-18 Vyant Bio, Inc. (CGIX) Delisted Grant (A) $0 EDGAR
2014-12-02 LLY Grant (A) +2,155 $145.0K EDGAR
2013-12-03 LLY Grant (A) +2,841 $145.0K EDGAR
Showing 1120 of 27
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.