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ERNST-GUENTER AFTING

CIK 1234864 · last filed 2016-02-12

ERNST-GUENTER AFTING is a corporate insider who has filed 26 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for ENTA, was dated Feb 12, 2016. Across all open-market trades the lifetime net is −$591.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $224.0K across reported positions. 11 SEC filings were submitted jointly with Sorrento Therapeutics, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$224.0K

Companies

3

Total Filings

26

Lifetime Open-Market Net

-$591.3K

Filer Profile

Reported Address
C/O SORRENTO THERAPEUTICS, INC.
6042 CORNERSTONE CT., SUITE B
SAN DIEGO, CA 92121
Formerly Known As
AFTING ERNST-GUNTER (2004–2009)
Related Filers
Sorrento Therapeutics, Inc. — 11 joint filings, latest 2013-10-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ENTA Director 17,287 $12.96 $224.0K -$554.7K 6 2016-02-12
Sorrento Therapeutics, Inc. (SRNE) Delisted Director — $0.00 — $0 1 2013-10-31
SEQUENOM INC (SQNM) Delisted Director 97,499 — — -$36.6K 14 2013-06-13

Recent Filings

26 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-02-12 ENTA Grant (A) — $0 EDGAR
2015-02-20 ENTA Grant (A) — $0 EDGAR
2014-02-10 ENTA Grant (A) — $0 EDGAR
2013-12-13 ENTA Sell (S) −15,000 -$554.7K EDGAR
2013-10-31 Sorrento Therapeutics, Inc. (SRNE) Delisted Grant (A) — $0 EDGAR
2013-06-13 SEQUENOM INC (SQNM) Delisted Grant (A) — $0 EDGAR
2013-03-28 ENTA Conv (C) +16,626 $0 EDGAR
2013-03-22 ENTA Grant (A) — $0 EDGAR
2013-01-03 SEQUENOM INC (SQNM) Delisted Grant (A) — $0 EDGAR
2012-10-19 — Grant (A) — $0
Showing 1–10 of 26
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.