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ROCCO DELGUERCIO

CIK 1240047 · See Remarks · last filed 2021-09-02

ROCCO DELGUERCIO is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing shows the insider bought $10.7K of ICMB on Sep 2, 2021. Across all open-market trades the lifetime net is +$61.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $9.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.2K

Companies

3

Total Filings

6

Lifetime Open-Market Net

$61.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ICMB See Remarks 12,141 $0.76 $9.2K $26.9K 2 2021-09-02
Investcorp Credit Management BDC, Inc. (CMFNL) Delisted See Remarks 3,646 $25.08 $91.4K $17.1K 2 2018-11-14
Investcorp Credit Management BDC, Inc. (CMFN) Delisted CFO, CCO & Treasurer 2,029 — — $17.0K 2 2018-05-18

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-09-02 ICMB Buy (P) +2,000 $10.7K EDGAR
2019-09-18 ICMB Buy (P) +2,394 $16.2K EDGAR
2018-11-14 Investcorp Credit Management BDC, Inc. (CMFNL) Delisted Buy (P) +1,000 $8.1K EDGAR
2018-09-20 Investcorp Credit Management BDC, Inc. (CMFNL) Delisted Buy (P) +1,000 $9.0K EDGAR
2018-05-18 Investcorp Credit Management BDC, Inc. (CMFN) Delisted Buy (P) +1,000 $8.7K EDGAR
2017-11-15 Investcorp Credit Management BDC, Inc. (CMFN) Delisted Buy (P) +1,000 $8.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.