David S Buzby

CIK 1244203 · See Remarks · last filed 2026-08-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$37.0K
Companies
2
Total Filings
45
Lifetime Open-Market Net
-$1.97M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

STEM price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STEM Director 12,301 $3.01 $37.0K -$1.97M 22 2026-08-11
Spring Valley Acquisition Corp. II (SVIIW) Delisted Director 40,000 $1.66 $66.4K $0 1 2024-01-29

Recent Filings · Page 3 of 5

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-04-29 STEM Exer (M) +5,524 $0 EDGAR
2022-03-09 STEM Sell (S) −86,121 -$776.0K EDGAR
2021-07-09 STEM Mixed +213,322 -$61 EDGAR
2021-07-06 STEM Grant (A) — $0 EDGAR
2014-12-10 — Disp (D) −123,835 $0
2014-12-09 — Mixed — -$544.0K
2013-01-31 — Grant (A) +10,000 $0
2012-12-17 — Mixed +4,500 $87.0K
2012-11-28 — Sell (S) — $0
2012-05-09 — Buy (P) — $0
Showing 21–30 of 45
Page 3 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.