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JAMES BOTTIGLIERI

CIK 1244794 · last filed 2024-01-19

JAMES BOTTIGLIERI is a corporate insider who has filed 24 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $109.6K of CODI on Jan 19, 2024. Across all open-market trades the lifetime net is +$1.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $924.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$924.2K

Companies

3

Total Filings

24

Lifetime Open-Market Net

$1.46M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CODI 88,217 $10.33 $911.3K $1.39M 21 2024-01-19
Horizon Technology Finance Corp (HTF) Delisted Director 4,843 — — $23.6K 2 2012-09-12
HRZN Director 3,000 $4.32 $13.0K $47.4K 1 2011-05-20

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-01-19 CODI Buy (P) +5,123 $109.6K EDGAR
2023-01-05 CODI Buy (P) +5,727 $109.6K EDGAR
2022-01-05 CODI Buy (P) +3,224 $99.7K EDGAR
2021-01-05 CODI Buy (P) +5,079 $99.6K EDGAR
2020-01-06 CODI Buy (P) +3,897 $99.7K EDGAR
2019-01-07 CODI Buy (P) +7,473 $99.4K EDGAR
2018-11-20 CODI Buy (P) +2,500 $38.0K EDGAR
2018-01-05 CODI Buy (P) +4,733 $81.6K EDGAR
2017-11-15 CODI Buy (P) +5,000 $83.1K EDGAR
2017-05-18 CODI Buy (P) +3,000 $48.7K EDGAR
Showing 1–10 of 24
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.