STUART A MCFARLAND

CIK 1249307 · last filed 2024-12-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$328.2K

Companies

12

Total Filings

59

Lifetime Open-Market Net

$181.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RA Director 26,072 $12.59 $328.2K $26.0K 6 2024-12-16
Drive Shack Inc. (DSpD) Delisted Director 96,949 $5.55 $538.1K $4.9K 7 2021-03-17
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND (CEN) Delisted Director 166 $20.73 $3.4K $10.0K 2 2021-03-15
New Senior Investment Group Inc. (SNR) Delisted Director 72,031 $8.82 $635.3K $0 4 2020-12-16
Drive Shack Inc. (NCTpC) Delisted Director 31,093 -$83.3K 11 2016-05-20
Brookfield Global Listed Infrastructure Income Fund Inc. (INF) Delisted Director 855 $13.8K 2 2015-05-29
NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted Director 10,302 $8.20 $84.5K $104.5K 2 2015-04-21
Brookfield Global Listed Infrastructure Income Fund Inc. (INFrw) Delisted Director 606 $2.9K 1 2013-10-29
Brookfield Mortgage Opportunity Income Fund Inc. (BOI) Delisted Director 1,250 $25.0K 1 2013-03-26
BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Director 7,726 $21.4K 11 2012-05-01
BROOKFIELD HIGH INCOME FUND INC. (HHY) Delisted Director 1,580 $45.0K 2 2011-11-04
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted Director 780 $11.5K 5 2011-11-02

Recent Filings · Page 5 of 6

59 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-11-02 HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted Sell (S) −836 -$5.1K EDGAR
2011-11-01 BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Sell (S) −836 -$5.1K EDGAR
2011-11-01 HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted Sell (S) −836 -$5.1K EDGAR
2011-11-01 BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Sell (S) −1,181 -$7.1K EDGAR
2011-06-07 Drive Shack Inc. (NCTpC) Delisted Grant (A) +4,780 $0 EDGAR
2010-08-17 BROOKFIELD HIGH INCOME FUND INC. (HHY) Delisted Buy (P) +3,360 $30.0K EDGAR
2010-06-07 Drive Shack Inc. (NCTpC) Delisted Grant (A) +5,191 $0 EDGAR
2009-06-16 Drive Shack Inc. (NCTpC) Delisted Grant (A) +18,519 $15.0K EDGAR
2008-10-07 HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted Sell (S) −3,800 -$23.6K EDGAR
2008-10-07 BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Sell (S) −3,800 -$23.6K EDGAR
Showing 4150 of 59
Page 5 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.