Ronald E Toupin Jr
CIK 1254593 · last filed 2025-04-01
Ronald E Toupin Jr is a corporate insider who has filed 164 SEC Form 4 insider transactions across 9 companies since 2012. The most recent filing shows the insider bought $22.6K of GUG on Apr 1, 2025. Across all open-market trades the lifetime net is +$424.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $497.5K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GUG price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
RIVER FOREST, IL 60305
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GUG | Director | 13,617 | $13.83 | $188.3K | $167.6K | 22 | 2025-04-01 |
| GOF | Director | 15,294 | $8.58 | $131.2K | -$32.7K | 20 | 2023-03-14 |
| GBAB | Director | 6,341 | $12.49 | $79.2K | $105.9K | 18 | 2022-10-12 |
| Guggenheim Enhanced Equity Income Fund (GPM) Delisted | Director | 17,075 | $9.89 | $168.9K | $42.9K | 18 | 2020-12-04 |
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND (FMO) Delisted | Director | 1,782 | $12.12 | $21.6K | $57.9K | 22 | 2020-05-08 |
| WIW | Director | 2,413 | $7.94 | $19.2K | $22.2K | 13 | 2019-04-01 |
| WIA | Director | 2,393 | $7.63 | $18.3K | $23.2K | 14 | 2019-04-01 |
| GEQ | Director | 1,194 | $51.35 | $61.3K | $18.4K | 11 | 2016-07-05 |
| GUGGENHEIM ENHANCED EQUITY STRATEGY FUND (GGE) Delisted | Director | 687 | $0.04 | $25 | $19.2K | 12 | 2016-07-05 |
Recent Filings
164 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-04-01 | GUG | Buy (P) | +1,500 | $22.6K | EDGAR |
| 2024-04-01 | GUG | Buy (P) | +194 | $2.8K | EDGAR |
| 2023-12-29 | GUG | Buy (P) | +200 | $2.9K | EDGAR |
| 2023-11-30 | GUG | Buy (P) | +200 | $2.7K | EDGAR |
| 2023-10-31 | GUG | Buy (P) | +220 | $2.9K | EDGAR |
| 2023-09-29 | GUG | Buy (P) | +215 | $2.9K | EDGAR |
| 2023-09-01 | GUG | Buy (P) | +202 | $2.8K | EDGAR |
| 2023-07-31 | GUG | Buy (P) | +202 | $2.9K | EDGAR |
| 2023-07-05 | GUG | Buy (P) | +202 | $2.9K | EDGAR |
| 2023-06-01 | GUG | Buy (P) | +215 | $3.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.