BRADLEY TANK

CIK 1254645 · CIO of Adviser of Issuer · last filed 2023-07-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.04M

Companies

4

Total Filings

28

Lifetime Open-Market Net

$1.84M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NHS 340,855 $5.99 $2.04M $1.35M 9 2023-07-05
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted CIO of Adviser of Issuer 20,922 $8.48 $177.4K $280.1K 8 2021-11-09
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted CIO of Adviser of Issuer 16,000 $9.49 $151.8K $259.0K 8 2021-11-09
NBH 0 $10.35 $0 -$47.1K 3 2019-08-01

Recent Filings · Page 3 of 3

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-08-01 NBH Buy (P) +3,400 $50.6K EDGAR
2019-01-04 NHS Buy (P) +2,000 $19.2K EDGAR
2018-12-28 NHS Buy (P) +38,867 $372.4K EDGAR
2018-12-28 NBH Buy (P) +16,000 $201.0K EDGAR
2018-12-03 NHS Buy (P) +19,532 $200.6K EDGAR
2015-12-22 NHS Buy (P) +28,000 $262.1K EDGAR
2015-08-28 NHS Buy (P) +12,800 $153.0K EDGAR
2015-08-27 NHS Buy (P) +28,900 $338.3K EDGAR
Showing 2128 of 28
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.