DUNCAN W RICHARDSON
CIK 1257596 · Executive Vice President · last filed 2014-01-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.43M
Companies
12
Total Filings
133
Lifetime Open-Market Net
$2.00M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ETV | Vice President | 12,000 | $14.61 | $175.3K | $87.8K | 8 | 2013-10-02 |
| ETO | Vice President | 14,700 | $30.16 | $443.4K | $137.8K | 8 | 2013-10-02 |
| ETY | Vice President | 19,000 | $14.27 | $271.2K | $232.5K | 15 | 2013-10-02 |
| ETW | Vice President | 14,000 | $9.41 | $131.8K | $103.6K | 9 | 2013-10-02 |
| EXG | Vice President | 31,500 | $9.52 | $299.7K | $319.5K | 16 | 2013-10-02 |
| EVT | Vice President | 17,000 | $27.59 | $469.0K | $147.2K | 9 | 2013-10-01 |
| EOI | Vice President | 15,500 | $19.71 | $305.6K | $183.9K | 10 | 2013-10-01 |
| ETB | Vice President | 10,500 | $15.29 | $160.5K | $91.5K | 6 | 2013-10-01 |
| EOS | Vice President | 19,500 | $21.34 | $416.1K | $198.6K | 9 | 2013-10-01 |
| ETJ | Vice President | 35,500 | $8.39 | $297.7K | $350.6K | 13 | 2013-10-01 |
| ETG | Vice President | 15,000 | $22.82 | $342.4K | $132.4K | 8 | 2013-10-01 |
| EVN | 11,000 | $10.65 | $117.2K | $13.1K | 2 | 2008-03-14 |
Recent Filings · Page 13 of 14
133 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-08-13 | ETG | Buy (P) | +1,000 | $24.6K | EDGAR |
| 2007-08-13 | EXG | Buy (P) | +1,000 | $18.1K | EDGAR |
| 2007-08-03 | EVT | Buy (P) | +1,000 | $27.1K | EDGAR |
| 2007-07-27 | EXG | Buy (P) | +1,000 | $18.6K | EDGAR |
| 2007-07-27 | — | Other (J) | +29,728 | $58.4K | |
| 2007-07-27 | ETB | Buy (P) | +500 | $9.1K | EDGAR |
| 2007-07-27 | ETV | Buy (P) | +500 | $9.1K | EDGAR |
| 2007-07-27 | ETO | Buy (P) | +1,000 | $31.3K | EDGAR |
| 2007-07-27 | ETY | Buy (P) | +1,000 | $18.5K | EDGAR |
| 2007-07-27 | ETW | Buy (P) | +500 | $9.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.