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ARTHUR D ROCHE

CIK 1260336 · last filed 2017-12-15

ARTHUR D ROCHE is a corporate insider who has filed 19 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $2.2K of VII on Dec 15, 2017. Across all open-market trades the lifetime net is −$651.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $661.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$661.6K

Companies

1

Total Filings

19

Lifetime Open-Market Net

-$651.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VII Director 67,171 $9.85 $661.6K -$651.7K 19 2017-12-15

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-12-15 VII Sell (S) −5,000 -$2.2K EDGAR
2017-11-08 VII Buy (P) +7,000 $2.8K EDGAR
2017-05-23 VII Sell (S) −1,900 -$912 EDGAR
2016-09-12 VII Sell (S) −1,900 -$1.5K EDGAR
2015-12-29 VII Sell (S) −1,600 -$3.1K EDGAR
2015-06-11 VII Grant (A) — $0 EDGAR
2015-03-10 VII Sell (S) −2,000 -$2.7K EDGAR
2011-10-27 VII Grant (A) — $0 EDGAR
2010-10-18 VII Grant (A) — $0 EDGAR
2009-05-21 VII Mixed +917 -$2 EDGAR
Showing 1–10 of 19
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.