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DAVID DICKERSON

CIK 1268887 · SVP & PM of the Adviser · last filed 2015-10-13

DAVID DICKERSON is a SVP & PM of the Adviser who has filed 25 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $19.7K of ZF on Oct 13, 2015. Across all open-market trades the lifetime net is +$527.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $202.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$202.1K

Companies

2

Total Filings

25

Lifetime Open-Market Net

$527.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Virtus Total Return Fund Inc. (ZF) Delisted SVP & PM of the Adviser 30,542 — — $263.5K 13 2015-10-13
ZTR SVP & PM of the Adviser 29,681 $6.81 $202.1K $263.5K 12 2015-10-13

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-10-13 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +1,500 $19.7K EDGAR
2015-10-13 ZTR Buy (P) +1,700 $20.0K EDGAR
2015-03-24 ZTR Buy (P) +720 $9.9K EDGAR
2015-03-24 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +640 $9.9K EDGAR
2013-12-31 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +2,600 $38.6K EDGAR
2013-12-23 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +1,322 $19.3K EDGAR
2013-12-20 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +3,778 $54.7K EDGAR
2013-12-20 ZTR Buy (P) +8,100 $111.3K EDGAR
2013-05-02 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +4,000 $51.3K EDGAR
2013-05-02 ZTR Buy (P) +4,000 $52.1K EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.