David Dickerson

CIK 1268887 · SVP & PM of the Adviser · last filed 2015-10-13

David Dickerson is a SVP & PM of the Adviser who has filed 25 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $19.7K of ZF on Oct 13, 2015. Across all open-market trades the lifetime net is +$527.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $194.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$194.1K

Companies

Total Filings

Lifetime Open-Market Net

$527.0K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ZF price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Virtus Total Return Fund Inc. (ZF) Delisted	SVP & PM of the Adviser	30,542	—	—	$263.5K	13	2015-10-13
ZTR	SVP & PM of the Adviser	29,681	$6.54	$194.1K	$263.5K	12	2015-10-13

Recent Filings

25 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-10-13	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+1,500	$19.7K	EDGAR
2015-10-13	ZTR	Buy (P)	+1,700	$20.0K	EDGAR
2015-03-24	ZTR	Buy (P)	+720	$9.9K	EDGAR
2015-03-24	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+640	$9.9K	EDGAR
2013-12-31	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+2,600	$38.6K	EDGAR
2013-12-23	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+1,322	$19.3K	EDGAR
2013-12-20	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+3,778	$54.7K	EDGAR
2013-12-20	ZTR	Buy (P)	+8,100	$111.3K	EDGAR
2013-05-02	Virtus Total Return Fund Inc. (ZF) Delisted	Buy (P)	+4,000	$51.3K	EDGAR
2013-05-02	ZTR	Buy (P)	+4,000	$52.1K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.