JAMES B JR ROGERS

CIK 1271638 · last filed 2021-03-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$118.8K

Companies

5

Total Filings

22

Lifetime Open-Market Net

$88.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Duff & Phelps Select MLP & Midstream Energy Fund Inc. (DSE) Delisted Director 2,000 $9.49 $19.0K $8.4K 2 2019-11-19
SG Director 10,832 $9.07 $98.2K $16.9K 7 2019-10-07
VGI Director 500 $7.43 $3.7K $11.8K 1 2018-11-20
ZTR Director 2,471 $6.80 $16.8K $25.8K 3 2013-07-08
Virtus Total Return Fund Inc. (ZF) Delisted Director 3,530 $25.7K 3 2013-07-08

Recent Filings · Page 3 of 3

22 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2007-09-11 Virtus Total Return Fund Inc. (ZF) Delisted Other (J) +1,020 $4.9K EDGAR
2007-05-30 ZTR Other (J) +314 $1.6K EDGAR
Showing 2122 of 22
Page 3 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.