ELLEN D HARVEY
CIK 1272498 · last filed 2026-09-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
241
Lifetime Open-Market Net
$25.1K
Filer Profile
Related Filers
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC — 82 joint filings, latest 2026-09-03
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC — 81 joint filings, latest 2026-09-03
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC — 79 joint filings, latest 2026-09-03
Aetos Capital Opportunities Fund, LLC — 24 joint filings, latest 2010-12-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Insight Select Income Fund (INSI) Delisted | Director | 1,800 | $16.23 | $29.2K | $11.4K | 3 | 2022-05-26 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | Director | 500 | — | — | $6.6K | 1 | 2016-12-15 |
| Insight Select Income Fund (CSI) Delisted | 1,150 | — | — | $7.1K | 2 | 2013-08-15 |
Recent Filings · Page 17 of 25
241 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-03-09 | — | Buy (P) | +4,292 | $0 | |
| 2010-12-06 | — | Buy (P) | +3,125 | $0 | |
| 2010-12-06 | — | Buy (P) | +3,406 | $0 | |
| 2010-12-06 | — | Buy (P) | +3,406 | $0 | |
| 2010-12-06 | — | Buy (P) | +3,406 | $0 | |
| 2010-12-06 | — | Buy (P) | +3,406 | $0 | |
| 2010-09-08 | — | Buy (P) | +3,125 | $0 | |
| 2010-09-08 | — | Buy (P) | +3,125 | $0 | |
| 2010-09-08 | — | Buy (P) | +3,125 | $0 | |
| 2010-09-08 | — | Buy (P) | +3,125 | $0 |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.