ALAN BROTT
CIK 1280302 · last filed 2021-12-21
ALAN BROTT is a corporate insider who has filed 8 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider sold $17.3K of EDI on Dec 21, 2021. Across all open-market trades the lifetime net is −$5.3K, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
2
8
-$5.3K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted | 0 | $5.02 | $0 | -$9.2K | 3 | 2021-12-21 | |
| EDF | 0 | $5.62 | $0 | $3.8K | 4 | 2021-12-21 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-12-21 | Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted | Sell (S) | −2,291 | -$17.3K | EDGAR |
| 2021-12-21 | EDF | Sell (S) | −2,622 | -$17.4K | EDGAR |
| 2019-08-01 | Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted | Disp (D) | −1,700 | -$22.1K | EDGAR |
| 2019-08-01 | EDF | Disp (D) | −1,800 | -$25.9K | EDGAR |
| 2015-12-11 | Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted | Buy (P) | +674 | $8.1K | EDGAR |
| 2015-12-11 | EDF | Buy (P) | +716 | $8.9K | EDGAR |
| 2013-11-07 | — | Buy (P) | — | $0 | |
| 2012-10-23 | EDF | Buy (P) | +500 | $12.3K | EDGAR |