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Trinad Capital L.P.

CIK 1289378 · last filed 2014-03-07

Trinad Capital L.P. is a corporate insider who has filed 29 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $3.8M of MNDL on Mar 7, 2014. Across all open-market trades the lifetime net is −$12.1M, making them a net seller over the disclosed history. The firm reports its address in Los Angeles, CA. 192 SEC filings were submitted jointly with ROBERT S ELLIN.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

29

Lifetime Open-Market Net

-$12.11M

Filer Profile

Reported Address
4751 WILSHIRE BLVD
3RD FLOOR
LOS ANGELES, CA 90010
Phone
(310) 601-2500
State of Incorporation
DE
Related Filers
ROBERT S ELLIN — 192 joint filings, latest 2014-07-17
Trinad Capital Master Fund Ltd. — 181 joint filings, latest 2014-07-17
Trinad Management, LLC — 179 joint filings, latest 2014-07-17
Trinad Advisors II, LLC — 159 joint filings, latest 2014-07-17
Gary L Herman — 1 joint filings, latest 2006-04-25
PETER T KIKIS — 1 joint filings, latest 2004-08-06
Thomas Kikis — 1 joint filings, latest 2004-08-06
GUBER FAMILY TRUST — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Digital Turbine, Inc. (MNDL) Delisted 10%+ Owner 5,316,158 — — -$16.91M 2 2014-03-07
Protagenic Therapeutics, Inc.\new (ATRN) Delisted 10%+ Owner 50 — — $2.67M 1 2010-01-07
Protagenic Therapeutics, Inc.\new (NWMO) Delisted 10%+ Owner 2,313,170 — — $856.4K 2 2008-09-03
COMMAND SECURITY CORP (MOC) Delisted 10%+ Owner 2,639,078 — — $1.27M 1 2007-09-13

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-07 Digital Turbine, Inc. (MNDL) Delisted Sell (S) −900,080 -$3.80M EDGAR
2014-03-05 Digital Turbine, Inc. (MNDL) Delisted Sell (S) −3,106,575 -$13.11M EDGAR
2010-01-07 Protagenic Therapeutics, Inc.\new (ATRN) Delisted Mixed −2,727,375 $2.67M EDGAR
2009-03-23 — Buy (P) +640,200 $140.0K
2009-03-16 — Buy (P) +587,424 $540.9K
2009-02-13 — Buy (P) +3,867,000 $500.2K
2009-02-13 — Buy (P) +181,800 $146.3K
2009-01-07 — Buy (P) +481,308 $273.5K
2008-12-11 — Buy (P) +1,654,800 $195.6K
2008-11-25 — Buy (P) +147,162 $147.2K
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.