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Carlton Neel

CIK 1289714 · SVP & Portfolio Manager · last filed 2015-04-16

Carlton Neel is a SVP & Portfolio Manager who has filed 28 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $11.9K of ZF on Apr 16, 2015. Across all open-market trades the lifetime net is +$1.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $521.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$521.5K

Companies

2

Total Filings

28

Lifetime Open-Market Net

$1.63M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Virtus Total Return Fund Inc. (ZF) Delisted SVP & Portfolio Manager 67,460 — — $814.5K 13 2015-04-16
ZTR SVP & Portfolio Manager 76,578 $6.81 $521.5K $818.3K 15 2015-04-15

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-04-16 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +775 $11.9K EDGAR
2015-04-15 ZTR Buy (P) +7,000 $95.8K EDGAR
2014-10-29 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +218 $3.2K EDGAR
2014-10-29 ZTR Buy (P) +2,260 $31.0K EDGAR
2014-10-20 ZTR Buy (P) +5,000 $66.0K EDGAR
2014-10-20 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +11,000 $155.8K EDGAR
2013-05-07 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +7,000 $91.3K EDGAR
2013-04-30 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +2,047 $26.0K EDGAR
2013-04-30 ZTR Buy (P) +5,000 $64.8K EDGAR
2013-04-15 Virtus Total Return Fund Inc. (ZF) Delisted Buy (P) +5,000 $64.2K EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.