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ROBERT W LISHMAN

CIK 1292351 · last filed 2013-06-17

ROBERT W LISHMAN is a corporate insider who has filed 11 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider sold $2.2M of SANW.Z on Jun 17, 2013. Across all open-market trades the lifetime net is −$4.2M, making them a net seller over the disclosed history. 5 SEC filings were submitted jointly with YELLOWJACKET, LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

11

Lifetime Open-Market Net

-$4.16M

Filer Profile

Reported Address
430 CAMBRIDGE AVENUE, SUITE 100
PALO ALTO, CA 94306
Related Filers
YELLOWJACKET, LP — 5 joint filings, latest 2013-06-17
GLENBROOK CAPITAL MANAGEMENT — 1 joint filings, latest 2010-05-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
S&W Seed Co (SANW.Z) Delisted 10%+ Owner 772 — — -$2.20M 2 2013-06-17
S&W Seed Co (SANWZ) Delisted 10%+ Owner 3,539,001 — — -$1.96M 9 2012-10-16

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-06-17 S&W Seed Co (SANW.Z) Delisted Sell (S) −260,000 -$2.20M EDGAR
2012-12-28 S&W Seed Co (SANW.Z) Delisted Other (J) −999,100 $0 EDGAR
2012-10-16 S&W Seed Co (SANWZ) Delisted Sell (S) −40,582 -$326.6K EDGAR
2012-10-10 S&W Seed Co (SANWZ) Delisted Sell (S) −5,145 -$38.6K EDGAR
2012-10-09 S&W Seed Co (SANWZ) Delisted Sell (S) −24,564 -$190.4K EDGAR
2012-07-02 S&W Seed Co (SANWZ) Delisted Sell (S) −11,195 -$58.5K EDGAR
2012-06-22 S&W Seed Co (SANWZ) Delisted Sell (S) −32,200 -$190.7K EDGAR
2012-06-14 S&W Seed Co (SANWZ) Delisted Sell (S) −50,000 -$287.8K EDGAR
2011-11-18 S&W Seed Co (SANWZ) Delisted Sell (S) −200,000 -$865.0K EDGAR
2011-10-17 S&W Seed Co (SANWZ) Delisted Other (J) −374,678 $0 EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.