Alan L Hainey
CIK 1295229 · last filed 2021-06-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.16M
Companies
3
Total Filings
24
Lifetime Open-Market Net
-$34.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ADAMAS TRUST, INC. (NYMTN) Delisted | Director | 286,648 | $21.66 | $6.21M | -$64.0K | 6 | 2021-06-16 |
| ADAMAS TRUST, INC. (NYMT) Delisted | Director | 31,106 | $7.06 | $219.6K | $29.7K | 17 | 2017-05-23 |
| NTR | Director | 17,000 | $68.50 | $1.16M | $0 | 1 | 2007-07-30 |
Recent Filings · Page 3 of 3
24 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-07-15 | ADAMAS TRUST, INC. (NYMT) Delisted | Grant (A) | −544 | -$3.5K | EDGAR |
| 2009-12-16 | ADAMAS TRUST, INC. (NYMT) Delisted | Buy (P) | +1,100 | $7.4K | EDGAR |
| 2009-07-15 | ADAMAS TRUST, INC. (NYMT) Delisted | Grant (A) | +6,000 | $0 | EDGAR |
| 2007-07-30 | NTR | Grant (A) | +7,500 | $14.2K | EDGAR |
Showing 21–24 of 24
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.