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Rudolph Nisi

CIK 1297775 · last filed 2017-10-10

Rudolph Nisi is a corporate insider who has filed 19 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider was granted $6.5K of GALE on Oct 10, 2017. Across all open-market trades the lifetime net is −$2.6M, making them a net seller over the disclosed history. 20 SEC filings were submitted jointly with Galena Biopharma, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

19

Lifetime Open-Market Net

-$2.60M

Filer Profile

Reported Address
TWO BALA PLAZA, SUITE 300
PHILADELPHIA, PA 19004
Related Filers
Galena Biopharma, Inc. — 20 joint filings, latest 2017-10-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SELLAS Life Sciences Group, Inc. (GALE) Delisted Director 1,431 — — -$2.60M 13 2017-10-10
SELLAS Life Sciences Group, Inc. (RXII) Delisted Director 12 — — $0 6 2011-09-28

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-10-10 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) +17,130 $6.5K EDGAR
2017-07-06 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) +10,924 $6.4K EDGAR
2017-06-22 SELLAS Life Sciences Group, Inc. (GALE) Delisted Sell (S) −500 -$273 EDGAR
2017-04-12 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) +10,927 $6.4K EDGAR
2017-01-24 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) +3,262 $6.5K EDGAR
2016-07-20 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) — $0 EDGAR
2015-06-23 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) — $0 EDGAR
2014-02-13 SELLAS Life Sciences Group, Inc. (GALE) Delisted Buy (P) +20,000 $98.7K EDGAR
2014-01-31 SELLAS Life Sciences Group, Inc. (GALE) Delisted Mixed — -$965.0K EDGAR
2014-01-22 SELLAS Life Sciences Group, Inc. (GALE) Delisted Mixed — -$1.18M EDGAR
Showing 1–10 of 19
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.