Randall C Barnes
CIK 1298064 · last filed 2026-03-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.21M
Companies
11
Total Filings
191
Lifetime Open-Market Net
$1.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GOF | Director | 6,451 | $10.45 | $67.4K | -$841.7K | 56 | 2026-03-19 |
| GUG | Director | 62,322 | $15.38 | $958.5K | $866.0K | 32 | 2026-03-09 |
| AVK | Director | 15,140 | $12.23 | $185.2K | $416.2K | 18 | 2024-10-21 |
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND (FMO) Delisted | Director | 8,303 | $12.12 | $100.6K | $458.8K | 17 | 2018-03-27 |
| Guggenheim Enhanced Equity Income Fund (GPM) Delisted | Director | 0 | $9.89 | $0 | -$137.6K | 5 | 2018-01-30 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Director | 6,950 | $11.01 | $76.5K | $249.8K | 11 | 2014-12-23 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Director | 14,209 | — | — | $173.4K | 10 | 2014-12-23 |
| GUGGENHEIM ENHANCED EQUITY STRATEGY FUND (GGE) Delisted | Director | 25 | $0.04 | $1 | $10.2K | 2 | 2013-01-10 |
| TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (TYW) Delisted | Director | 1,416 | — | — | $13.4K | 1 | 2010-06-04 |
| MCN | Director | 117 | $5.58 | $653 | -$158.9K | 5 | 2009-05-06 |
| Claymore/Raymond James SB-1 Equity Fund (RYJ) Delisted | Director | 830 | $65.36 | $54.3K | $15.1K | 2 | 2007-01-11 |
Recent Filings · Page 5 of 20
191 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-02-01 | GUG | Buy (P) | +1,540 | $22.9K | EDGAR |
| 2023-01-03 | GUG | Buy (P) | +1,645 | $22.2K | EDGAR |
| 2022-12-22 | GUG | Buy (P) | +2,400 | $33.0K | EDGAR |
| 2022-12-20 | GUG | Buy (P) | +2,030 | $28.2K | EDGAR |
| 2022-11-30 | GUG | Buy (P) | +1,560 | $21.5K | EDGAR |
| 2022-11-28 | GUG | Buy (P) | +2,860 | $40.1K | EDGAR |
| 2022-11-01 | GUG | Buy (P) | +1,565 | $21.3K | EDGAR |
| 2022-10-26 | GUG | Buy (P) | +270 | $3.5K | EDGAR |
| 2022-09-09 | GUG | Buy (P) | +240 | $3.5K | EDGAR |
| 2022-07-13 | GUG | Buy (P) | +170 | $2.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.