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Kenneth Franklin Spence III

CIK 1301246 · EVP & General Counsel · last filed 2018-02-23

Kenneth Franklin Spence III is an EVP & General Counsel who has filed 67 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for TRV, was dated Feb 23, 2018. Across all open-market trades the lifetime net is −$29.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.6M across reported positions. 77 SEC filings were submitted jointly with TRAVELERS COMPANIES, INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.62M

Companies

2

Total Filings

67

Lifetime Open-Market Net

-$29.29M

Filer Profile

Reported Address
THE TRAVELERS COMPANIES INC
385 WASHINGTON STREET
SAINT PAUL, MN 55102-1396
Related Filers
TRAVELERS COMPANIES, INC. — 77 joint filings, latest 2018-02-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TRV EVP & General Counsel 25,645 $375.20 $9.62M -$29.29M 63 2018-02-23
TRAVELERS COMPANIES, INC. (STA) Delisted EVP & General Counsel 29,140 — — $0 4 2007-02-09

Recent Filings

67 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-23 TRV Mixed +0 -$677.6K EDGAR
2018-02-08 TRV Grant (A) — $0 EDGAR
2017-08-15 TRV Sell (S) −4,800 -$617.9K EDGAR
2017-04-26 TRV Mixed — -$634.3K EDGAR
2017-02-28 TRV Sell (S) −3,817 -$467.0K EDGAR
2017-02-28 TRV Gift (G) +935 $0 EDGAR
2017-02-24 TRV Mixed +3,350 -$364.8K EDGAR
2017-02-13 TRV Grant (A) — $0 EDGAR
2016-07-26 TRV Mixed — -$619.5K EDGAR
2016-05-13 TRV Disc (I) −2,899 -$324.7K EDGAR
Showing 1–10 of 67
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.