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Robert L Rosen

CIK 1304602 · Interim Co-Chief Exec Officer · last filed 2020-08-24

Robert L Rosen is an Interim Co-Chief Exec Officer who has filed 20 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider bought $142.3K of ARCC on Aug 24, 2020. Across all open-market trades the lifetime net is +$1.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.05M

Companies

4

Total Filings

20

Lifetime Open-Market Net

$1.35M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARCC Director 40,506 $18.61 $753.8K $234.5K 3 2020-08-24
ACRE Interim Co-Chief Exec Officer 66,002 $4.52 $298.3K $666.4K 9 2017-05-11
ARES CAPITAL CORP (ARY) Delisted Director 35,000 — — $444.9K 4 2015-03-13
SAPIENT CORP (SAPE) Delisted Director 215,129 — — $0 3 2013-06-10

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-08-24 ARCC Buy (P) +10,000 $142.3K EDGAR
2017-05-11 ACRE Buy (P) +10,000 $130.4K EDGAR
2016-09-15 ACRE Buy (P) +10,000 $123.5K EDGAR
2015-06-26 ACRE Grant (A) +5,111 $0 EDGAR
2015-03-13 ARES CAPITAL CORP (ARY) Delisted Buy (P) +7,500 $125.8K EDGAR
2015-03-09 ARES CAPITAL CORP (ARY) Delisted Buy (P) +5,000 $87.8K EDGAR
2015-03-04 ARES CAPITAL CORP (ARY) Delisted Buy (P) +7,500 $130.6K EDGAR
2015-02-10 — Disp (D) −221,252 -$5.53M
2013-06-28 ACRE Buy (P) +2,921 $0 EDGAR
2013-06-24 ACRE Buy (P) +18,000 $243.0K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.