Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-06-03
Lloyd M Yates is a Director and President & CEO who has filed 146 SEC Form 4 insider transactions across 10 companies since 2007. The most recent filing, for MRSH, was dated Jun 3, 2026. Across all open-market trades the lifetime net is −$10.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $34.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$34.67M
10
146
-$10.28M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | — | $168.68 | — | $0 | 3 | 2026-06-03 |
| NI | Director and President & CEO | 519,556 | $47.21 | $24.53M | -$1.58M | 6 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| NISOURCE INC. (NIpB) Delisted | Director and President & CEO | 194,018 | $24.99 | $4.85M | $1.06M | 7 | 2024-01-26 |
| SON | Director | — | $50.57 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $126.31 | $888.7K | $231.9K | 3 | 2021-05-13 |
| DUKpA | EVPCust&DelivOps;PresCarolinas | 41,783 | $24.67 | $1.03M | -$2.27M | 2 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.97 | $1.42M | -$4.01M | 35 | 2019-03-04 |
| DUK | Executive VP, Customer Ops | 54,426 | $124.97 | $6.80M | -$324.6K | 1 | 2012-09-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings
146 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-03 | MRSH | Grant (A) | — | $0 | EDGAR |
| 2026-05-26 | NI | Sell (S) | −19,905 | -$950.1K | EDGAR |
| 2026-05-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-03-03 | NI | Mixed | +143,244 | $6.78M | EDGAR |
| 2026-02-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-01-23 | NI | Grant (A) | +43,658 | $1.90M | EDGAR |
| 2025-11-18 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
| 2025-08-18 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
| 2025-06-03 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2025-05-19 | NI | Sell (S) | −16,127 | -$627.8K | EDGAR |