Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-08-18
Lloyd M Yates is a Director and President & CEO who has filed 151 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for MRSH, was dated Aug 18, 2026. Across all open-market trades the lifetime net is −$12.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $31.0M across reported positions. 16 SEC filings were submitted jointly with NISOURCE INC/DE.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$30.99M
8
151
-$12.39M
Filer Profile
MERRILLVILLE, IN 46410
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | 12,000 | $176.91 | $2.12M | -$2.11M | 5 | 2026-08-18 |
| NI | Director and President & CEO | 519,556 | $41.41 | $21.51M | -$520.3K | 13 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| SON | Director | — | $47.84 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $137.69 | $968.8K | $231.9K | 3 | 2021-05-13 |
| DUK | EVPCust&DelivOps;PresCarolinas | 41,783 | $119.42 | $4.99M | -$2.59M | 3 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.56 | $1.40M | -$4.01M | 35 | 2019-03-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings
151 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-08-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-07-24 | MRSH | Sell (S) | −12,000 | -$2.11M | EDGAR |
| 2026-07-23 | MRSH | Notice (144) | −12,000 | -$2.11M | EDGAR |
| 2026-06-03 | MRSH | Grant (A) | — | $0 | EDGAR |
| 2026-05-26 | NI | Sell (S) | −19,905 | -$950.1K | EDGAR |
| 2026-05-21 | NI | Notice (144) | −19,905 | -$950.1K | EDGAR |
| 2026-05-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-03-03 | NI | Mixed | +143,244 | $6.78M | EDGAR |
| 2026-02-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-01-23 | NI | Grant (A) | +43,658 | $1.90M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.