Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-07-24
Lloyd M Yates is a Director and President & CEO who has filed 150 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing shows the insider sold $2.1M of MRSH on Jul 24, 2026. Across all open-market trades the lifetime net is −$12.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $33.8M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$33.84M
8
150
-$12.39M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | 12,000 | $192.19 | $2.31M | -$2.11M | 4 | 2026-07-24 |
| NI | Director and President & CEO | 519,556 | $45.73 | $23.76M | -$520.3K | 13 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| SON | Director | — | $60.56 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $138.04 | $971.2K | $231.9K | 3 | 2021-05-13 |
| DUK | EVPCust&DelivOps;PresCarolinas | 41,783 | $129.24 | $5.40M | -$2.59M | 3 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.73 | $1.41M | -$4.01M | 35 | 2019-03-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings
150 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-24 | MRSH | Sell (S) | −12,000 | -$2.11M | EDGAR |
| 2026-07-23 | MRSH | Notice (144) | −12,000 | -$2.11M | EDGAR |
| 2026-06-03 | MRSH | Grant (A) | — | $0 | EDGAR |
| 2026-05-26 | NI | Sell (S) | −19,905 | -$950.1K | EDGAR |
| 2026-05-21 | NI | Notice (144) | −19,905 | -$950.1K | EDGAR |
| 2026-05-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-03-03 | NI | Mixed | +143,244 | $6.78M | EDGAR |
| 2026-02-18 | MRSH | Mixed | — | $0 | EDGAR |
| 2026-01-23 | NI | Grant (A) | +43,658 | $1.90M | EDGAR |
| 2025-11-18 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.