Insider transactions

Lloyd M Yates

CIK 1311411 · Director and President & CEO · last filed 2026-08-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$32.37M
Companies
8
Total Filings
151
Lifetime Open-Market Net
-$12.39M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

DUKH price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
801 E 86TH AVE
MERRILLVILLE, IN 46410
Related Filers
NISOURCE INC/DE — 16 joint filings, latest 2026-05-26
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MRSH Director 12,000 $189.41 $2.27M -$2.11M 5 2026-08-18
NI Director and President & CEO 519,556 $43.41 $22.55M -$520.3K 13 2026-05-26
MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted Director 24,000 $182.62 $4.38M -$440.7K 38 2025-11-18
SON Director — $49.23 — $0 18 2022-03-14
AWK Director 7,036 $139.83 $983.8K $231.9K 3 2021-05-13
DUK EVPCust&DelivOps;PresCarolinas 41,783 $124.10 $5.19M -$2.59M 3 2019-08-28
DUKH EVPCust&DelivOps;PresCarolinas 59,335 $23.20 $1.38M -$4.01M 35 2019-03-04
PROGRESS ENERGY INC (PGN) Delisted President & CEO of major sub. 67,286 — — -$2.95M 32 2012-03-26

Recent Filings · Page 11 of 16

151 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-18 DUKH Tax (F) −3,156 -$223.1K EDGAR
2014-03-04 DUKH Sell (S) −300 -$21.2K EDGAR
2014-02-27 DUKH Mixed +12,253 $870.3K EDGAR
2014-02-05 DUKH Sell (S) −300 -$21.2K EDGAR
2014-01-03 DUKH Sell (S) −300 -$20.8K EDGAR
2013-12-04 DUKH Sell (S) −300 -$21.0K EDGAR
2013-11-05 DUKH Sell (S) −300 -$21.6K EDGAR
2013-10-02 DUKH Sell (S) −300 -$20.2K EDGAR
2013-09-05 DUKH Sell (S) −300 -$19.8K EDGAR
2013-08-13 DUKH Sell (S) −8,689 -$618.8K EDGAR
Showing 101–110 of 151
Page 11 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.