Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-06-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$34.67M
Companies
10
Total Filings
146
Lifetime Open-Market Net
-$10.28M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | — | $168.68 | — | $0 | 3 | 2026-06-03 |
| NI | Director and President & CEO | 519,556 | $47.21 | $24.53M | -$1.58M | 6 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| NISOURCE INC. (NIpB) Delisted | Director and President & CEO | 194,018 | $24.99 | $4.85M | $1.06M | 7 | 2024-01-26 |
| SON | Director | — | $50.57 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $126.31 | $888.7K | $231.9K | 3 | 2021-05-13 |
| DUKpA | EVPCust&DelivOps;PresCarolinas | 41,783 | $24.67 | $1.03M | -$2.27M | 2 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.97 | $1.42M | -$4.01M | 35 | 2019-03-04 |
| DUK | Executive VP, Customer Ops | 54,426 | $124.97 | $6.80M | -$324.6K | 1 | 2012-09-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings · Page 8 of 15
146 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-02-26 | DUKH | Tax (F) | −6,234 | -$560.5K | EDGAR |
| 2019-02-15 | DUKH | Mixed | +9,745 | $873.1K | EDGAR |
| 2018-06-05 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Grant (A) | +2,175 | $175.0K | EDGAR |
| 2018-03-02 | DUKH | Mixed | +2,561 | $190.3K | EDGAR |
| 2018-02-27 | DUKH | Tax (F) | −1,142 | -$88.2K | EDGAR |
| 2018-02-26 | DUKH | Tax (F) | −580 | -$43.8K | EDGAR |
| 2018-02-16 | DUKH | Mixed | +4,723 | $356.5K | EDGAR |
| 2017-11-14 | DUKH | Sell (S) | −5,000 | -$449.8K | EDGAR |
| 2017-06-02 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Grant (A) | +2,065 | $160.0K | EDGAR |
| 2017-05-15 | DUKH | Grant (A) | +4,821 | $401.4K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.