STEADY GAIN PARTNERS LP

CIK 1316669 · last filed 2016-09-12

STEADY GAIN PARTNERS LP is a corporate insider who has filed 4 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing shows the insider bought $5.0M of DCA on Sep 12, 2016. Across all open-market trades the lifetime net is −$21.3M, making them a net seller over the disclosed history. The firm reports its address in North Hills, NY. 37 SEC filings were submitted jointly with Bulldog Investors General Partnership.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

4

Lifetime Open-Market Net

-$21.31M

Filer Profile

Reported Address

2000 ROYAL COURT
UNIT 2315
NORTH HILLS, NY 11040

Phone

(347) 474-6108

State of Incorporation

Related Filers

Bulldog Investors General Partnership — 37 joint filings, latest 2017-06-22

Calapasas West Partners LP — 37 joint filings, latest 2017-06-22

FULL VALUE PARTNERS LP — 37 joint filings, latest 2017-06-22

Full Value Special Situations Fund LP — 37 joint filings, latest 2017-06-22

MCM Opportunity Partners LP — 37 joint filings, latest 2017-06-22

MERCURY PARTNERS L P — 37 joint filings, latest 2017-06-22

OPPORTUNITY PARTNERS LP — 37 joint filings, latest 2017-06-22

Opportunity Income Plus LP — 21 joint filings, latest 2017-06-22

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Virtus Total Return Fund (DCA) Delisted	10%+ Owner	820,600	—	—	$7.51M	3	2016-09-12
Firsthand Technology Value Fund, Inc. (SVVC) Delisted	10%+ Owner	824,942	$0.23	$193.9K	-$28.82M	1	2014-12-05

Recent Filings

4 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-09-12	Virtus Total Return Fund (DCA) Delisted	Buy (P)	+1,067,992	$4.96M	EDGAR
2016-07-22	Virtus Total Return Fund (DCA) Delisted	Buy (P)	+136,560	$628.8K	EDGAR
2016-07-15	Virtus Total Return Fund (DCA) Delisted	Buy (P)	+422,712	$1.93M	EDGAR
2014-12-05	Firsthand Technology Value Fund, Inc. (SVVC) Delisted	Sell (S)	−1,470,440	-$28.82M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.