Clifford Lee Wells

CIK 1333705 · EVP, Chief Compliance Officer · last filed 2009-12-10

Clifford Lee Wells is an EVP, Chief Compliance Officer who has filed 8 SEC Form 4 insider transactions across 1 company since 2007. Across all open-market trades the lifetime net is −$11.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $387.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$387.0K

Companies

1

Total Filings

8

Lifetime Open-Market Net

-$11.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
PCAP	EVP, Chief Compliance Officer	37,500	$10.32	$387.0K	-$11.5K	7	2009-09-23

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2009-12-10	—	Disp (D)	−43,778	$0
2009-09-23	PCAP	Sell (S)	−6,000	-$24.0K	EDGAR
2009-03-05	PCAP	Grant (A)	+20,000	$25.4K	EDGAR
2008-11-20	PCAP	Buy (P)	+2,500	$5.6K	EDGAR
2008-09-15	PCAP	Buy (P)	+1,000	$6.9K	EDGAR
2008-08-18	PCAP	Grant (A)	+17,500	$129.0K	EDGAR
2008-02-29	PCAP	Grant (A)	—	$0	EDGAR
2007-02-27	PCAP	Grant (A)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.