William Edwin Jr Alvarez

CIK 1333707 · CFO, CCO and Secretary · last filed 2021-06-09

William Edwin Jr Alvarez is a CFO, CCO and Secretary who has filed 9 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HCAPZ, was dated Jun 9, 2021. Across all open-market trades the lifetime net is +$51.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $547.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$547.7K

Companies

2

Total Filings

9

Lifetime Open-Market Net

$51.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Harvest Capital Credit Corp (HCAPZ) Delisted	CFO, CCO and Secretary	0	$25.15	$0	$20.6K	2	2021-06-09
PCAP	EVP, Chief Financial Officer	53,071	$10.32	$547.7K	$31.2K	6	2009-03-05

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-06-09	Harvest Capital Credit Corp (HCAPZ) Delisted	Disp (D)	−4,848	$0	EDGAR
2018-12-10	Harvest Capital Credit Corp (HCAPZ) Delisted	Buy (P)	+2,000	$20.6K	EDGAR
2009-12-04	—	Disp (D)	−59,280	$0
2009-03-05	PCAP	Grant (A)	+20,000	$25.4K	EDGAR
2008-11-13	PCAP	Buy (P)	+4,000	$10.0K	EDGAR
2008-09-15	PCAP	Buy (P)	+3,000	$21.2K	EDGAR
2008-08-18	PCAP	Grant (A)	+22,500	$165.8K	EDGAR
2008-02-29	PCAP	Grant (A)	—	$0	EDGAR
2007-02-27	PCAP	Grant (A)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.