David J Mazzo

CIK 1334549 · President & CEO · last filed 2026-01-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.75M

Companies

9

Total Filings

68

Lifetime Open-Market Net

$27.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LSTA President & CEO 319,744 $3.56 $1.14M $0 8 2026-01-13
LISATA THERAPEUTICS, INC. (CLBS) Delisted Chief Executive Officer 739,444 $6.40 $4.73M $27.9K 22 2022-09-02
PALISADE BIO, INC. (SNCA) Delisted Director $9.96 $0 2 2021-04-26
EYPT Director 200,083 $13.03 $2.61M $0 10 2020-03-03
PALISADE BIO, INC. (CUR) Delisted Director $0 2 2019-10-11
EyePoint, Inc. (PSDV) Delisted Director $0 11 2017-12-19
LISATA THERAPEUTICS, INC. (NBS) Delisted Chief Executive Officer 239,543 $0 3 2015-06-04
AVANIR PHARMACEUTICALS, INC. (AVNR) Delisted Director 336,394 $0 8 2014-02-14
Tobira Therapeutics, Inc. (RGDO) Delisted Chief Executive Officer $0 2 2014-01-03

Recent Filings · Page 2 of 7

68 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-01-12 LISATA THERAPEUTICS, INC. (CLBS) Delisted Mixed +327,850 -$66.2K EDGAR
2021-04-26 PALISADE BIO, INC. (SNCA) Delisted Grant (A) $0 EDGAR
2021-01-15 LISATA THERAPEUTICS, INC. (CLBS) Delisted Mixed +4,852 -$53.0K EDGAR
2021-01-12 LISATA THERAPEUTICS, INC. (CLBS) Delisted Mixed +97,653 -$34.0K EDGAR
2020-04-07 PALISADE BIO, INC. (SNCA) Delisted Grant (A) $0 EDGAR
2020-03-03 EYPT Grant (A) $0 EDGAR
2020-01-15 LISATA THERAPEUTICS, INC. (CLBS) Delisted Mixed +33,372 -$42.1K EDGAR
2020-01-09 LISATA THERAPEUTICS, INC. (CLBS) Delisted Tax (F) −4,522 -$12.8K EDGAR
2019-10-11 EYPT Exer (M) +33,333 $65.0K EDGAR
2019-10-11 PALISADE BIO, INC. (CUR) Delisted Grant (A) $0 EDGAR
Showing 1120 of 68
Page 2 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.