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Richard Anthony Sebastiao

CIK 1335079 · last filed 2021-06-09

Richard Anthony Sebastiao is a corporate insider who has filed 12 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for HCAPZ, was dated Jun 9, 2021. Across all open-market trades the lifetime net is +$223.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $180.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$180.5K

Companies

4

Total Filings

12

Lifetime Open-Market Net

$223.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Harvest Capital Credit Corp (HCAPZ) Delisted Director 0 $25.15 $0 $21.2K 2 2021-06-09
Harvest Capital Credit Corp (HCAP.L) Delisted Director 9,570 — — $29.8K 2 2015-12-23
Harvest Capital Credit Corp (HCAP) Delisted Director 7,070 $9.66 $68.3K $101.8K 1 2014-08-18
PCAP Director 17,490 $10.32 $180.5K $70.4K 6 2008-11-13

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-06-09 Harvest Capital Credit Corp (HCAPZ) Delisted Disp (D) −14,570 $0 EDGAR
2020-03-19 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +5,000 $21.2K EDGAR
2015-12-23 Harvest Capital Credit Corp (HCAP.L) Delisted Buy (P) +2,500 $29.8K EDGAR
2015-11-16 Harvest Capital Credit Corp (HCAP.L) Delisted Disc (I) +2,500 $29.8K EDGAR
2014-08-18 Harvest Capital Credit Corp (HCAP) Delisted Buy (P) +7,070 $101.8K EDGAR
2009-12-04 — Disp (D) −18,937 $0
2008-11-13 PCAP Buy (P) +8,000 $20.2K EDGAR
2008-08-15 PCAP Buy (P) +1,365 $10.0K EDGAR
2007-12-14 PCAP Buy (P) +1,000 $10.7K EDGAR
2007-11-16 PCAP Buy (P) +815 $9.7K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.