Bulldog Investors General Partnership

CIK 1364773 · last filed 2017-09-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

$12.09M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

RIT price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

PARK 80 WEST, 250 PEHLE AVENUE
SUITE 708
SADDLE BROOK, NJ 07663

Phone

(201) 556-0092

Related Filers

Opportunity Income Plus LP — 123 joint filings, latest 2017-09-19

Full Value Offshore Fund, Ltd. — 121 joint filings, latest 2017-09-01

Calapasas West Partners LP — 37 joint filings, latest 2017-06-22

FULL VALUE PARTNERS LP — 37 joint filings, latest 2017-06-22

Full Value Special Situations Fund LP — 37 joint filings, latest 2017-06-22

MCM Opportunity Partners LP — 37 joint filings, latest 2017-06-22

MERCURY PARTNERS L P — 37 joint filings, latest 2017-06-22

OPPORTUNITY PARTNERS LP — 37 joint filings, latest 2017-06-22

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Nuveen Global Equity Income Fund (JGV) Delisted	10%+ Owner	1,961,726	—	—	$35.3K	1	2016-09-21
FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted	10%+ Owner	66,339	—	—	$5.54M	10	2016-09-20
LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	10%+ Owner	2,076,381	—	—	$6.52M	10	2016-06-07

Recent Filings · Page 2 of 3

22 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-05-18	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+2,100	$29.6K	EDGAR
2016-03-11	FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted	Buy (P)	+33,006	$270.7K	EDGAR
2016-03-09	FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted	Buy (P)	+22,806	$187.2K	EDGAR
2016-03-03	FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted	Buy (P)	+252,312	$2.02M	EDGAR
2016-02-02	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+33,330	$418.4K	EDGAR
2016-01-06	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+25,689	$333.9K	EDGAR
2015-12-23	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+63,786	$812.9K	EDGAR
2015-12-21	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+20,949	$265.8K	EDGAR
2015-12-04	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+33,351	$429.6K	EDGAR
2015-11-18	LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted	Buy (P)	+909	$11.9K	EDGAR

Showing 11–20 of 22

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.