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Lewis Asset Management

CIK 1372190 · last filed 2008-10-02

Lewis Asset Management is a corporate insider who has filed 15 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $61.4K of STKR on Oct 2, 2008. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 12 SEC filings were submitted jointly with BPO Management Services, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

15

Lifetime Open-Market Net

$1.13M

Filer Profile

Reported Address
45 ROCKEFELLER PLAZA
SUITE 2570
NEW YORK, NY 10111
Phone
(212) 332-4453
State of Incorporation
DE
Related Filers
BPO Management Services, Inc. — 12 joint filings, latest 2008-10-02
CRYO CELL INTERNATIONAL INC — 1 joint filings, latest 2007-02-15
Conifer Management, L.L.C. — same reported address
EuclidSR Biotechnology Partners, L.P. — same reported address
ORCP III DE TopCo GP, LLC — same reported address
ROCKEFELLER & CO. LLC — same reported address
Triton Water Parent Holdings, LP — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STOCKERYALE INC (STKR) Delisted 10%+ Owner 5,904,943 — — $1.09M 12 2008-10-02
BPO Management Services, Inc. (HAXS) Delisted 10%+ Owner 2,365,000 — — $38.6K 3 2008-10-02

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-10-02 STOCKERYALE INC (STKR) Delisted Buy (P) +161,600 $61.4K EDGAR
2008-10-02 BPO Management Services, Inc. (HAXS) Delisted Buy (P) +15,579 $7.8K EDGAR
2008-09-25 BPO Management Services, Inc. (HAXS) Delisted Buy (P) +26,000 $12.2K EDGAR
2008-07-31 STOCKERYALE INC (STKR) Delisted Buy (P) +38,400 $18.5K EDGAR
2008-07-02 STOCKERYALE INC (STKR) Delisted Buy (P) +3,200 $1.7K EDGAR
2008-01-16 STOCKERYALE INC (STKR) Delisted Buy (P) +350,100 $210.1K EDGAR
2007-11-30 STOCKERYALE INC (STKR) Delisted Buy (P) +89,940 $89.6K EDGAR
2007-11-16 STOCKERYALE INC (STKR) Delisted Buy (P) +143,600 $143.9K EDGAR
2007-11-07 STOCKERYALE INC (STKR) Delisted Buy (P) +168,134 $206.1K EDGAR
2007-09-05 STOCKERYALE INC (STKR) Delisted Buy (P) +75,657 $90.4K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.